Examines the disclosure system and securities market regulation, including registration, exemptions, and remedies under the Securities Act of 1933; reporting and accounting standards under the 1934 Act; the proxy system; Section 16(a) reporting; state "blue sky" laws; and the regulation of broker-dealers, specialists, and self-regulatory organizations.
| CRN | Sec. | Instructor(s) | Cr. | Room. | Days, Time | Final Exam |
|---|---|---|---|---|---|---|
| 77499 | 001 | Verret | 3 | Hazel Hall 221 | Mon, Wed 4:00pm-5:15pm |
12-15 12:00 noon |
