Fall 2008 Section 001
Law 317: Securities Law and Regulation

Schedule: Day Class
Instructor(s):
Verret, J.W.
Credit Hours: 3
CRN: 77499
Day(s): Monday, Wednesday
Location: Hazel Hall 221
Time: 4:00pm-5:15pm
Enrollment Limit: Please see Patriot Web
Online:
Notes:
Syllabus: Go to syllabus
Course Documents: No documents listed.
Exam Date/Time: 12-15-2008 12:00 noon
Prerequisites: None
General Description: Examines the disclosure system and securities market regulation, including registration, exemptions, and remedies under the Securities Act of 1933; reporting and accounting standards under the 1934 Act; the proxy system; Section 16(a) reporting; state "blue sky" laws; and the regulation of broker-dealers, specialists, and self-regulatory organizations.