| Schedule: | Evening Class |
|---|---|
| Instructor(s): | No documents found. ,No documents found. |
| Credit Hours: | 3 |
| CRN: | 16687 |
| Day(s): | Monday, Wednesday |
| Location: | Hazel Hall 332 |
| Time: | 8:00pm-9:15pm |
| Enrollment Limit: | Please see Patriot Web |
| Notes: |
|
| Syllabus: | Go to syllabus |
| Course Documents: | No documents listed. |
| Exam Date/Time: | 05-08-2008 6:00pm |
| Prerequisites: | None |
|---|---|
| General Description: | Examines the disclosure system and securities market regulation, including registration, exemptions, and remedies under the Securities Act of 1933; reporting and accounting standards under the 1934 Act; the proxy system; Section 16(a) reporting; state "blue sky" laws; and the regulation of broker-dealers, specialists, and self-regulatory organizations. |