| Schedule: | Day Class |
|---|---|
| Instructor(s): |  Verret, J.W. |
| Credit Hours: | 3 |
| CRN: | 19861 |
| Day(s): | Monday, Wednesday |
| Location: | Hazel Hall 329 |
| Time: | 4:00pm-5:15pm |
| Enrollment Limit: | Please see Patriot Web |
| Online: | |
| Notes: |
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| Syllabus: | Go to syllabus |
| Course Documents: | No documents listed. |
| Exam Date/Time: | 04-27-2010 6:00pm |
| Prerequisites: | None |
|---|---|
| General Description: | Examines the disclosure system and securities market regulation, including registration, exemptions, and remedies under the Securities Act of 1933; reporting and accounting standards under the 1934 Act; the proxy system; Section 16(a) reporting; state "blue sky" laws; and the regulation of broker-dealers, specialists, and self-regulatory organizations. |