Spring 2012 Section 001
Law 317: Securities Law and Regulation

Schedule: Day Class
Verret, J.W.
Credit Hours: 3
CRN: 19925
Day(s): Monday, Wednesday
Location: Founders Hall 477
Time: 4:00pm-5:15pm
Enrollment Limit: Please see Patriot Web
Syllabus: Go to syllabus
Course Documents:
Exam Date/Time: 04-30-2012 6:00pm
Prerequisites: None
General Description: Examines the disclosure system and securities market regulation, including registration, exemptions, and remedies under the Securities Act of 1933; reporting and accounting standards under the 1934 Act; the proxy system; Section 16(a) reporting; state "blue sky" laws; and the regulation of broker-dealers, specialists, and self-regulatory organizations.