Spring 2013 Section 001
Law 317: Securities Law and Regulation

Schedule: Day Class

No documents found.

Credit Hours: 3
CRN: 20406
Day(s): Tuesday, Thursday
Location: Founders Hall 111
Time: 2:00pm-3:15pm
Enrollment Limit: Please see Patriot Web
Syllabus: Go to syllabus
Course Documents: No documents listed.
Exam Date/Time: 05-09-2013 12:00 noon
Prerequisites: None
General Description: Examines the disclosure system and securities market regulation, including registration, exemptions, and remedies under the Securities Act of 1933; reporting and accounting standards under the 1934 Act; the proxy system; Section 16(a) reporting; state "blue sky" laws; and the regulation of broker-dealers, specialists, and self-regulatory organizations.