No documents found.
|Location:||Founders Hall 111|
|Enrollment Limit:||Please see Patriot Web|
|Syllabus:||Go to syllabus|
|Course Documents:||No documents listed.|
|Exam Date/Time:||05-09-2013 12:00 noon|
|General Description:||Examines the disclosure system and securities market regulation, including registration, exemptions, and remedies under the Securities Act of 1933; reporting and accounting standards under the 1934 Act; the proxy system; Section 16(a) reporting; state "blue sky" laws; and the regulation of broker-dealers, specialists, and self-regulatory organizations.|